the Notification on Standard Conduct of Business; (3) a person of whom a management company could be aware that if the management company enters into a transaction for a fund with such person, the
specify under Clause 18 (1) of the Notification on Standard Conduct of Business ; (3) a person of whom a management company could be aware that if the management company enters into a transaction for a fund
Microsoft Word - 02_Investment in Tastemaker - Translation- Ref. No. FN-NWR100/2561 July 11, 2018 Subject: Investment in Tastemaker Company Limited To President The Stock Exchange of Thailand The
lending business.” Clause 2 The provision of Clause 16 of the Notification of the Securities and Exchange Commission No. KorThor. 4/2543 Re: Custody of Client Assets of a Securities Company dated 4 January
Branch Office to Full Branch Office Securities company / derivatives intermediary 23/07/2013 Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-3 Application for Establishing
Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
) 350 880 โทรสาร (035) 350 881 www.aapico.com 1 บริษัท อาปโก ไฮเทค จํากัด (มหาชน) AAPICO HITECH PUBLIC COMPANY LIMITED Ref No: AH 01092019 September 10, 2019 Subject: Notification of Sale shares of
securities company to manage the private fund, and shall manage the private fund in accordance with the rules, conditions and procedures as specified in the notification of the SEC. In this regard, the SEC