นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวว่า “สำนักงานได้เสนอเป็นเจ้าภาพจัดประชุม IOSCO Asia-Pacific Regional Committee (APRC) เมื่อเดือนพฤษภาคม 2562 และได้ประสานกับ ASIFMA และ Afore

ขวา)1. Mr. Stephen Nolan, MD Environment Financial Centres, United Nations2. นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต.3. Ms. Julie Becker, Member of the Executive Committee, Luxembourg Green

Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should have

Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should

ก.ล.ต. เข้าร่วมประชุมเวทีหน่วยงานกำกับดูแลตลาดทุนระดับนานาชาติ (International Organizations of Securities Commission : IOSCO) ในการประชุมคณะกรรมการชุด Growth and Emerging Markets Committee (GEMC) ณ

Sawessil, (4) Ms. Sorod Jantratip, (5) Ms. Iryne Tangpoolcharoen, and (6) Mrs. Saliga Tangpoolcharoen.  Earlier, the Civil Sanction Committee resolved for the SEC to impose civil sanction on seven offenders

The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on all four offenders of this case, among which only two agreed to comply with the specified civil sanctions

account to engage in market misconduct. The civil penalty begins with the SEC?s submitting the case to the Civil Penalty Committee to approve commencing civil penalty proceedings against the alleged

Department of Special Investigation (DSI) to pursue legal actions against (1) Prachai Leophairatana - Chairman of the Executive Committee of TPIPL rehabilitation Plan Administrator, and (2) Stern Stewart & Co

such group of investors which includes Mr.Vijit Supinit.  The SEC Board Meeting No. 6/2011 held today, therefore, has taken this matter into consideration and assigned the Audit Committee to consider two