simply notifies the SEC of the outsource activities at least 15 days in advance.  In case of outsourcing to any other person, business operator is required to seek the SEC approval and outsourcing

Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Reported by

suspended her approval of the capital market investment consultant and investment planner for 6 months, effective from December 9, 2014.Note: *Clause 23(1) and prohibited characteristics of personnel in the

misconduct occurred. The SEC also suspended the approval of investment planner and the performance of duty as the capital market personnel. *Clause 20(3) of the Notification of Capital Market Supervisory Board

the EGM No. 1/2013 on October 22, 2013 for approval of selling 99.99 percent of its assets to Wyncoast Property Fund (the Fund) at the price of 806 million baht, subscribing the Fund?s investment units

. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the

extend period amount of 1.85 million baht. **** The interest calculated by the approved loan and the period of loan. 5.1.2) Guarantee Fee of the Letter of Guarantee Guarantee Fee 1 % per annum of

, repealing the requirement to have the fund supervisor approve a property insurance agreement, extending the income guarantee clause to cover an event of capital increase filing, and repealing the

specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the

suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the