Bangkok, May 20, 2011 - The SEC will issue five regulations on establishment and management of infrastructure fund which govern commitment between unitholders and asset management company, details of
asset management company in determination of IPO period which will allow making of investment for mutual fund prior to closing of IPO. This will be beneficial for investment especially during market
assure that all respective systems and capital market service providers, including Thailand Securities Depository Co., Ltd. (TSD), securities firms, asset management companies and derivatives agents
goals. The portfolio will be adjusted with a view to rebalancing asset allocation to suit investors? age and risk appetite during a lifecycle. For those who are interested, please find additional
? roles to support their subsidiaries? overseas business expansion and the services of personal asset allocation as well as wealth advisory. SEC Secretary-General Vorapol Socatiyanurak said after the
aims at adding more flexibility to asset types, diversifying fund?s portfolio and calculating derivatives investment in line with international standards. In addition, the fund classifications will also
Bangkok, November 12, 2015 ? The SEC is seeking public comments on a draft amendment to the rules on calculation and reporting of net liquid capital to better reflect the asset values and the
Bangkok, October 6, 2014 ? The SEC revoked approval of 2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset
related parties and asset control management. Submission of special audit report will become due on December 9, 2011. THL has later requested for extension of submission while THL has not appointed any
ไม่ได้รับอนุญาต โดยชักชวนให้ลูกค้าชาวต่างชาติที่อาศัยอยู่ในต่างประเทศให้ลงทุนในหลักทรัพย์ในนาม Chartered Asset Management และ Bowen Reece เป็นการปฏิบัติฝ่าฝืนมาตรา 90 อัยการมีคำสั่งฟ้องผู้ต้องหา แต่