., the fact that {A}, an executive director and a senior executive of the company as well as a financial advisor supervisor approved by the SEC, had serious performance deficiency indicated that the
that everyone should start retirement planning early in order to have longer investment period and more flexible investment patterns with smaller amount for each installment as well as more likelihood to
? intention and brought about disputes between the clients and the investment consultants as well as the securities firms. Therefore, the SEC urges collaboration among investors not to make such authorization
such transaction will be beneficial as well as enhance UPA?s business competitiveness and performance. In addition, a temporary 6-20 MW power plant has already generated and sold electricity since June
circumstances, the IFA is of the opinion that the shareholders should not approve the whole transactions.The SEC therefore advises CIRKIT shareholders to study the information thoroughly as well as participate in
auditor of parent company AI to issue a disclaimer and express a qualified opinion on the consolidated financial statements for the year 2015 as well with regard to the same issues. The SEC therefore
state agency or set a short validation period for such ID documents. This may cause some shareholders or their proxies to be rejected from the AGM and may as well impose high costs on foreign shareholders
., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies. Evidence indicated that she had performed her duty dishonestly in order to obtain
1property fund and REIT in terms of return, investment policy, and fee as well as tax impact. The Type 1 property fund must sell the assets to newly-established REIT for an exchange of unit trusts and the
SEC recommends GLAND shareholders to study the information thoroughly, as well as exercise their rights and seek the company executive clarification at the annual shareholders meeting so as to have