Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Currently, such act is deemed an offence under Section 242 and subject to the punishments under
rebalance the customers’ portfolio to attain the customers’ goal subject to the specified framework. A business operator who is interested in providing the wealth advice service and qualified in accordance
, whereby the consideration of whether any person is guilty is subject to the inquiry official’s investigation, the public prosecutor’s prosecution, and the court’s adjudication, respectively. Taking action
the SEC website, in order for the SEC to conduct further in-dept investigations. Any activities liable to violation of laws enforced by the SEC may be subject to legal action, which could result in both
characteristics of directors and executives of securities issuers and listed companies while he is subject to the complaint and subsequent legal action.In any case, filing a criminal complaint commences the
. For example, dessimination of false statements via social media that may affect securities price movements could be subject to a class action should several investors suffering damage from the said
inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further
days.In any case, failure to comply with the SEC orders or disclosure of information inconsistent with the facts may subject EARTH's directors and executives to legal action that could lead to criminal
penalties under Section 296 of the said Act. Patra, as their aider, is subject to penalties under Section 296 of the Act in conjunction with Section 86 of the Criminal Code.Phaibul, Pongsachalerm, Chaiwat
Exchange Act B.E. 2535 (1992) and thus liable to penalties under Section 296 of the said Act. As the aiders, Ratchanee, Krisda, and Preecha are subject to penalties under Section 296 of the Act in