, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial institution” means any financial institution
oil, currencies, exchange rate, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial
and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14, the conditions specified in Clause 15 are
company shall act in the interests of the fund and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14
currency as specified by the Bank of Thailand, the SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 January 2011. Clause 2 In this Notification
reaches or exceeds any trigger point specified in Clause 6 of the SEC Notification No. KorChor. 53/2545, may submit an application for a waiver from the requirement to make a tender offer for all securities
any) as specified in the registration statement form for offer for sale of structured notes (“filing form”). 10. Interest payment: period and the interest payment date: Specify the interest payment
the investment 3 limit specified in the rules issued by virtue of the Securities and Exchange Act B.E. 2535 (1992): (2) provision that the management company shall prepare an account and separate the
initial margin deposit it has made or may be called upon by its agent to liquidate its position at a loss should it be unable to provide additional margin funds within a specified period. 2. Options 2.1