for the clients trading securities under cash balance rule or those transferring high volume of securities into their accounts to increase their credit limit and later transferring such securities out
clients showed trading transactions made on a continual basis and in high volume but the source of orders was not found. Besides, {A} persuaded the clients to trade securities where he was the one
Aimdilokwong, SEC Assistant Secretaries-General, participated as speakers, exchanging views on driving the Thai capital market towards sustainability as well as ESG disclosure and progress towards Net Zero. At
and stabilizing the share price as well as matching the trading among those aforesaid accounts in concealment to mislead the public about such share price and trading volume. He had also traded ASCON
business through BCP Trading Co., Ltd., the company’s performance has improved from a higher transaction volume in terms of product line, and new trade partners. Marketing Business Group has exhibited
materially high volume. {A}'s conducts were deemed trading securities on behalf of the client using his own decision, which was an interference with client's assets and non-compliance with standards of conduct
of cost of goods sold so cause gross loss. Total revenue decreased due to the decrease of sale volume and selling price. Sale volume decrease cause by production volume decrease. Both company and
accounts of several groups of people to buy and sell both securities in a manner that boosted up share prices by sending trading orders in great volume with different price levels, taking both bid and offer
prices. It was found that the information on the price and trading volume of Zipmex Token (ZMT) disclosed on *Zipmex’s digital asset exchange website was inaccurately and inconsistently presented to
in big volumes. Such trading manipulation took place during 10-27 September 2013, causing YCI price and trading volume to be inconsistent with the normal market condition. The wrongdoing was assisted