into the case and found conversation in the LINE Application that {A} traded securities for herself through the client?s securities trading account. During a certain period of time, she made a number of
statement (Filing Form), including rights of investors and investor protection, restrictions and associated risks, such as lawsuit in the legal proceedings and restriction of capital outflow.In case where
CPALL. In this regard, 118,300 shares were purchased via the trading account of Korsak, and 5,000 shares via Piyawat?s trading account. In the case of Pittaya, 7,500 shares were purchase via his brother
automatically barred from serving as director of any issuing or listed company.In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant
barred from holding such positions in such companies by virtue of the SEA. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a
, compared to those in other markets.?Essentially, the SEC advises that listed companies summon only necessary ID documents to lessen shareholders? burdens. For example, in case of foreign juristic persons
). Concurrently, the SEC is unable to maintain his name on the Executive Database.In any case, the filing of a criminal complaint commences the criminal justice administration; whereby the court will judge the case
} and a capital market investment consultant, namely {D}.Following the report and further probed into the case by Globlex Securities Company Limited, it was found during the first investigation that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
Bangkok, January 7, 2015 ? The SEC revoked an approval of {A}, a securities investment consultant of KKTRADE Securities Company Limited Ltd.The SEC learned of {A} case from an investigation report