In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human
significantly inconsistent with their financial condition. In some other cases, he failed to instruct an in-depth examination of the clients? transactions as should have normally been done in other normal cases
been applied by most institutional investors, i.e., (1) managing conflicts of interest properly, and (2) disclosing voting policy and voting results. Five other core principles are (3) adopting a clear
, EMC board of directors approved to propose the transaction to the shareholders? meeting for approval because the said conditions have been included in the agreement and it is reasonable for company
from her duty as the approved capital market investment consultant for 3 months. Having considered that she had already been suspended by of Krungsri Securities for 1 month, the suspension imposed by the
from July 9, 2015. 4. Suspended {D} from her duty as the approved capital market investment consultant for 3 months. Having considered that she had already been suspended by of Krungsri Securities for 1
-ROSC assessment program in 2005, it has been a big challenge for the Thai Capital Market to enhance the corporate governance standard to be in accordance with international guidelines. The Thai Listed
assessment showed that 60 percent of listed companies on the Stock Exchange of Thailand (SET) have placed priority on anti-corruption practices while 19 companies have been certified by the Collective Action
constructive outcomes.? Vasant Thienhom, SEC Deputy Secretary-General said, ?The SEC places a high priority on enforcement mechanism. During the past years, the work procedures have been developed while law