Market Supervisory Board and the Notification of the Office of the Securities and Exchange Commission concerning the Rules on Operating a Derivatives Exchange; (3) having directors and executives with
complaint filed by the SEC Office; or having been subject to any legal proceeding following the criminal complaint initiated by the SEC Office; or having been sentenced to imprisonment by the court’s final
to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and
, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities and Exchange
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities and Exchange Commission Notification of the
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities
market transactions related to foreign currency. 3 Chapter 2 Language Used in Submission of Information or Document __________________ Clause 5 The submission of information or document to the SEC Office
. Clause 3 . The management company managing any mutual fund may be the liquidator of such mutual fund or may appoint other person as prescribed by the Office as the mutual fund’s liquidator only when it has
. Clause 3. The management company managing any mutual fund may be the liquidator of such mutual fund or may appoint other person as prescribed by the Office as the mutual fund’s liquidator only when it has