the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติ

send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC

Section 89/15 and Section 89/17, is it allowed to keep important documents in the electronic system only to save paper and storage space? Otherwise, are both the originals and copies https://www.sec.or.th

/15 and Section 89/17, is it allowed to keep important documents in the electronic system only to save paper and storage space? Otherwise, are both the originals and copies https://www.sec.or.th

(including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติตามประกาศ IT กรอบระยะเวลาการ

://www.sec.or.th/TH/Documents/SECWorkingPapersForum/working-paper-forum-25580617-fee.pdf herein ​ exposure in alternative assets such as infrastructure fund/ REITS/ property fund/ commodity/ gold/ oil and so forth

decision-making power within digital asset business operators. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1028  and the legal hub at http://law.go.th

inappropriate short selling and long selling transactions. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1018 and the legal hub at https://law.go.th/listeningDetail

parties may be considered as LAS transactions, for which brokers are not permitted to provide services.  The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1056  and

for rectifying the qualifications to be affiliated with an audit firm that meets the requirement of four auditors at a minimum, from 180 days to one year.  The consultation paper is available at