) Date (Oldest) Notification of the Office of the Securities and Exchange Commission SorNor. 14/2552 Prospectus for Offer for Sale of Newly Issued Investment Units of Property Funds for Solving Financial
(Oldest) Notification of the Office of the Securities and Exchange Commission SorNor. 14/2552 Prospectus for Offer for Sale of Newly Issued Investment Units of Property Funds for Solving Financial
acquisition of capital shares and convertible securities; The relevant notification*** has become effective from 16 March 2024 onwards. ________________Remarks: * Regulatory Guillotine is the regulatory
qualifications. The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16 August 2024. Remarks: * 1. Notification of the
August 2024. Remarks: * 1. Notification of the Capital Market Supervisory Board No. Tor Jor. 21/2567 Re: Qualifications of Bondholder Representatives and Roles and Responsibilities of Bondholder
first-time investment in such product.The notifications concerning the aforesaid amendments* will become effective on 16 April 2025. Remark: * Three relevant notifications are: 1. Notification of the
Notification of the Capital Market Supervisory Board.* SEC has therefore suspended {A}’s approval as a securities investment consultant for three months. However, since BBL has suspended her from performing
. ________________________* Clause 23(1) and prohibited characteristics of personnel in capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules
to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her