Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
Max Metal Corporation Public Company Limited Max Metal Corporation Public Company Limited ("MAX") a listed company, failed to prepare and submit the Interim Management Discussion and
Three Sixty Five Public Company Limited Three Sixty Five Public Company Limited (TSF), a listed company, failed to prepare and submit the financial reports to SEC Office within the period specified
related to securities or an issuing company. Clause 3 The rules in detail under this Notification are prescribed in order for intermediaries to comply with the Notification on Standard Conduct of Business
to securities or an issuing company. Clause 3 The rules in detail under this Notification are prescribed in order for intermediaries to comply with the Notification on Standard Conduct of Business in
Eng_Lee PAF (Translation) LEE 06/2020 14 May, 2020 Subject : Notification on the investment in Pattana Agro Futures Company Limited (Addition) To : President of The Stock Exchange of Thailand As Lee
these small transactions at a single time; 2) Exempting the reporting requirement for directors or executives who are spouses or cohabit as husband and wife within the same listed company if
of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection