were published in the Government Gazette on 16 August 2024, enabling asset management companies (AMCs) to establish a new Thailand ESG fund or revise the existing schemes to be in line with the
, revising the conditions for obtaining a license to allow applicants to choose whether to engage in mutual fund or private fund management, thus avoiding the burden of setting up systems for services they do
At the joint meeting held at the SEC Building yesterday, the SEC led by Secretary-General Pornanong Budsaratragoon and the management, and the ASCO led by Chairman Pichet Sithi-Amnuai, directors and
token broker, dealer and advisor license; (2) To exempt digital asset fund manager license for securities companies and asset management companies to allow mutual funds and private funds to invest in
for investment units or trust units for the first time at an amount not less than 10 million baht (pursuant to the Notifications on infrastructure funds and infrastructure trusts**) to the new
bonds must not have negative issues on good corporate governance and must be invested at the proportion of no less than 60 percent of the net asset value (NAV), either in the primary or secondary
, with regard to risk management and investors’ protection. The proposed regulatory revision may not be perfect yet, but it’s the start for businesses to move forward. SEC is willing to learn together
-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test and IT audit, and disclosure of key information to customers
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
money more efficiently, the SEC, with the approval of the Capital Market Supervisory Board at the Meeting No. 10/2565 dated 22 September 2022, is proposing a regulation that would require AMCs