to publicize researches and exchange of knowledge and experience between academics and capital market industry.  

knowledge among the public; and (6) enhancing SEC efficiency to attain sustainable growth and drive the success of policy implementation. Rapee added that the plan will aim to establish a foundation with

share offering information and, prior to making investment, must pass knowledge test on risks associated with the investment. In case of retail investors, each investor is allowed to buy shares not

requirements to emphasize the importance of corporate governance practices and corporate social responsibility and the disclosure thereof. The SEC also supports training to enhance knowledge and experiences of

of professional and experienced experts to render financial knowledge and advice as well as manage portfolios suitable for different clients? profiles via three websites: www. giltedgeintl.com, www.on

professional knowledge and expertise in performing duties. Another investor contact is reprimanded for performing unassigned tasks. All cases have taken effect as from December 31, 2011.Suspensions: {A}, an

knowledge in corporate bonds or the access to information may not be convenient. Accordingly, I trust that Bond Supermart will be a catalyst for both retail investors already invest in the primary market and

บังคับให้ต้องท่า self-monitoring หลังการขาย แต่ควรก่าหนดให้เป็นทางเลือก 1.3 กรณีการเสนอขาย complex product : เสนอดังน้ี (1) Knowledge assessment - ขอท่า knowledge assessment เป็นกลุ่มผลิตภัณฑ์ โดยไม่แยกราย

for investors through the association’s online channels. In addition, to have investors informed and educated on a regular basis, we have made available knowledge about the causes of debt default

educating the public and research on capital market issues. The promotion of financial literacy aims to disseminate financial knowledge to the public to attain financial security and lessen inequality. A