Corporate Governance Code for Listed Companies 2017 (CG Code), which promotes board diversity, including gender and age. There is an increasing proportion of directors and senior executives of businesses
have untrustworthy characteristics of director and executive of securities issuing companies and listed companies.* SEC will take this matter into consideration when such persons take the position of
Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to
complaint system and making it available 24/7 as well as developing an investor protection search tool - SEC Check First App - to enable investors to check companies providing products or services in the
mission to reduce greenhouse gas emission by 20-25 percent within 2030, and contribute to the national drive towards the United Nations SDGs.. “By implementing the TCFD** recommendations, companies will be
The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the
the investment management companies towards to promotion of knowledge to their members, and the development of the provident fund industry. The Investment Governance Code or I Code is also another
, government agencies, and large private companies to deceive people into investing, causing significant financial losses. The press conference took place at the Royal Thai Police, on 23 August 2023.
practicality and fairness.The proposed revision would allow asset management companies a grace period for increasing the number of the unitholders of listed funds, including exchange traded funds and index funds
assure that all respective systems and capital market service providers, including Thailand Securities Depository Co., Ltd. (TSD), securities firms, asset management companies and derivatives agents