Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following notifications shall be repealed: (1) Notification of the Office of the Securities and
the principles and draft notifications for the amendments to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499 SEC imposes penalties on AEC and its executives and investment consultants
in November, proposing the principles and draft notifications for the amendments to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499 SEC imposes penalties on AEC and its executives and
://publish.sec.or.th/nrs/9646p_r.pdf Translation ” means any mutual fund established under following Notifications: (1) Notification of the Securities and Exchange Commission on Rules, Conditions and Procedures on
a consideration of license revocation pursuant to Section 35, Paragraph 3, of the Digital Asset Business Law.” ______________________Remarks:Related news releases and notifications: - SEC News No
said three notifications.
which has been promulgated in replacement of the said three notifications.
characteristics of personnel in capital market and executives of securities companies under the relevant Notifications.**For breach of duty, the SEC barred {A} from holding any securities company management
“Connected Transaction Notifications”) since after the Allocation and Offering of the Newly Issued Ordinary Shares of the Company under the Debt to Equity Conversion Scheme, ACO I will directly hold 24 percent