Exchange Commission concerning Determination of Additional Types of Juristic Person Classified as Institutional Investor. Chapter 1 Registration _____________ Division 1 Types of Juristic Rerson and
transfer to the client’s margin account and record as additional money or listed securities deposited by the client, as agreed upon with the client; (4) 1011 determine the types of asset which the client may
the order of the Office or fails to do so under Clause 6; (2) does not pay for the fee or additional fees as specified under Clause 9; (3) violates or fails to comply with the rules, conditions and
fails to do so under Clause 6; (2) does not pay for the fee or additional fees as specified under Clause 9; (3) violates or fails to comply with the rules, conditions and procedure for providing services
registration to be a derivatives business operator in the category of derivatives broker and derivatives dealer, additional matters in detail are required as follows: 2.4 Policy and measure on risk control and
which it receives the request with complete and accurate documents in full, except in cases where it is necessary to consider additional facts and the Office has informed the securities company of such
company within 30 days from the date on which it receives the request with complete and accurate documents in full, except in cases where it is necessary to consider additional facts and the Office has