order; however, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 11/04/2022
result of his failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/10/2022
financial statements for the year 2021 and (2) the annual report for the year 2021 (Form 56-2, 2021) to the SEC within the specified period. The public prosecutor issued a prosecution order against the
financial statements for the year 2021 and (2) the annual report for the year 20201 (Form 56-2, 2021) to the SEC within the specified period. The public prosecutor issued a prosecution order against the
and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1
Businesses . In order to adhere to the principles, the intermediary shall comply with this Notification. In this regard, where the rules, under this Notification or under other Notifications of Capital Market
intermediary is obligated to the principles as prescribed in the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses. In order
to impose sanctions or to order the CIS operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors. Yes No If “No”, please specify
time. Third, Country Top 3 PLCs Award is given to companies with the top 3 highest scores in each country. For Thailand, the top 3 highest performers in SET-symbol alphabetical order are Bangchak