of the Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, and Clause 1(3) of the Notification of the Securities and Exchange Commission Re: Rules and Submitting
related businesses and rules and regulations with respect to investor contacts as specified in the table of qualifications of applicants for approval for category A investor contact and category B investor
. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC Office. Clause 5
business. Clause 4. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC
, based on average rate of commercial banks as published by Bank of Thailand on 7 August 2019). The completion of this transaction is subject to certain conditions precedent as specified in SPA. This
specified in relevant notifications of the SEC; 4.3) have a system to monitor the limits on (1) investments in ICOs by each retail investor in any 12-month period and 6 Regulatory proposal Agree
operational function in accordance with the rules prescribed in Chapter 2; (3) comply with the conditions specified in Chapter 3. Chapter 1 Policy, Measures and Procedures for Outsourcing Operational Function
potential risks that could arise from the securities clearing and settlement system when the risk value exceeds the specified limit of the securities clearing house. In addition, if the price of securities is
that if we change the information on the names of the persons (only in the case where the Applicant is a non-juristic group of persons) or the email address, as specified herein, we shall submit an