https://www.sec.or.th/TH/Documents/DigitalAsset/enactment_digital_2561_summary_en.pdf > Criminal Sanction - annual Statistics derivatives businesses 0 0 - - 0 0 - - Unlicensed digital asset businesses 0 0

Section296, Section 296/2, as well as civil sanctions under Section 317/4 and Section 317/5 of the SEA.  The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on both offenders as

. 171/2018 headlined “SEC imposes civil sanction against 40 offenders in AJD price manipulation case” issued on 27 December 2018SEC News No. 31/2019 headlined: “SEC requests the public prosecutor to bring

Section 83 of the Criminal Code, subject to the penalties under Section 296 and Section 296/2, and the civil sanctions under Section 317/4 and Section 317/5, of the SEA. The Civil Sanction Committee (CSC

the sanctions under Sections 296 and 296/2 of the SEA.The Civil Sanction Committee (CSC) has resolved to impose civil sanctions on those two offenders, comprising a civil fine, a compensation in the

any loss or damages arising out of or in connection with its use. Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) By the virtue of

in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval

Supervisory Board No. Tor Jor. 17/2561 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities _______________________ By virtue of Section 16/6 and Section 89/27 of the Securities and

/254 7 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange

/2547 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange