, crude oil, gold or commodities. They must also run on passive management policy, for example, focusing on returns comparable to the underlying indices.In addition, the home exchanges must be member

, participated in international forums in exchange of views, experiences as well as solutions and applied to the Thai market circumstances, for example.?  The above report is now available in Thai on the SEC

specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the

decision, for example, maturity date, type of fund, investment policy, risk factors and performance. For advertisement on group of mutual funds where it is not practical to provide all significant

Green Government Categories. The Smart Office is an example of the SEC?s integrated documentation system that includes e-filing, e-signature and e-document. Increasingly, the SEC is applying information

can also be categorized by industrial sector in which  it invests, for example, if invested in transportation system project, infrastructure fund will be listed under transportation and logistics sector

convenient access to paying agents have been allowed to reach out the investors. Furthermore, new types of mutual funds permissible to invest in a variety of assets have been introduced; for example, mutual

returns of investments. For example, when past performance is disclosed for advertising purposes, business operators must not selectively present only periods with favorable returns. Disclosure of past

trust issued by foreign ETF . “ underlying shares of ETF ” means shares which are registered as listed securities in the Stock Exchange of Thailand or foreign exchange, as the case may be, which are in a

exchange, as the case may be, which are in a list of asset that an investor would be able to exchange with ETF units according to the requirements of such ETF. “exchanging in-kind” means entering into the