redemption payment under paragraph one, subclause (3) within 5 business days from the end of the extension or within a time period determined by the SEC Office in the order approving such extension. A mutual
action within determined period which the SEC Office shall stipulate reasonably and in consistency with related circumstances, matters and issues; (6) imposing the intermediary to submit any information
shall comply with the regulations under Chapter 7; (8) capital market product trading service with limited discretion according to clients’ pre-determined investment scope shall comply with the
company report transmission system” means electronic data transmission system determined by the Office for use of the securities company in submitting the report of the securities company to the Office
transmission system” means electronic data transmission system determined by the Office for use of the securities company in submitting the report of the securities company to the Office; “Office” means the
electronic means; “securities company report transmission system” means electronic data transmission system determined by the Office for use of the securities company in submitting the report of the securities
person would question. Upon receiving such a report from an employee, the CRA is obligated to take appropriate action, as determined by the laws and regulations of the jurisdiction and the policies
”, “parent company”, “subsidiary” and “institutional investor” shall have the same definition as determined by the Notification of the Securities and Exchange Commission concerning Determination of Definitions