shall come into force as from 1 August 2008. Notified this 16th Day of July 2008. - Signature - (Mr. Vijit Supinit) Chairman of the Securities and Exchange Commission
undertaking derivatives business. Clause 2. This Notification shall come into force as from 1 December 2008. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange
business. Clause 2. This Notification shall come into force as from 1 December 2008. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange Commission
. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange Commission ______________________________________________________________________ Remark: The rationale for
trust business under the Trust for Transactions in Capital Market Act B.E. 2550 (2008). The Office hereby notifies the Capital Market Supervisory Board’s resolution accordingly. Notified this 1st day of
resolution accordingly. Notified this 1st day of July 2009. (Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission
capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company also licensed to undertake derivatives business in the category of derivatives
securities company shall maintain its net capital not less than 15 million baht and [net capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company
15 million baht and [net capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company also licensed to undertake derivatives business in the