KKC’s failure to prepare and submit the reviewed financial statements for Q1/2024 through the transmission system of the Stock Exchange of Thailand as prescribed by the Notification of the Capital Market
procedures as specified in the notification. In this regard, Bitazza's compliance system for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed
transmission system of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) the reviewed financial statements for Q1/2022, (2) the reviewed financial statements for Q2
prepare and submit (1) the reviewed financial statements for Q1/2022, (2) the reviewed financial statements for Q2/2022 and (3) the reviewed financial statements for Q3/2022 through the transmission system
Group Lease Public Company Limited Group Lease Public Company Limited ("GL") a listed company, failed to prepare and submit the financial reports through the transmission system of the
custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b
to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
venture, Synergistic Property Development Company Limited, with a registered capital of THB 100,000. The venture was jointly invested with Ek-Chai Distribution System Company Limited for a 50:50
provided in the SEC’s online system; (b) in case of an appointment of a person as person with power of management, the derivatives business operator shall examine the qualifications of the person who would