REIT, which has proposed to board of directors’ meeting in the previous accounting year, together with reasons for decision on such issue according to board of directors’ resolution; 9.4 Inside
foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis ; “retail client” means a client other than an institutional client; “inside information” means the
offerings including the determination of the offering period, the offering period, sale price, subscription and settlement methods as well as other terms and conditions in relation to the allocation of such
contracts are not subject to the Derivatives Act B.E. 2546 (2003): (1) contracts that are considered securities ; (2) contracts of purchase or sale of securities for which the settlement is made via a
not subject to the Derivatives Act B.E. 2546 (2003): (1) contracts that are considered securities; (2) contracts of purchase or sale of securities for which the settlement is made via a clearing house
settlement for securities. Clause 5. The securities company licensed to undertake securities business in the category of private fund management shall have paid-up registered capital of not less than the
in or holding securities for investment by the securities company itself; (3) bearing a responsibility for clearing and settlement for securities. Clause 5. The securities company licensed to undertake