Exchange Commission No. SorThor/Nor/Dor/Khor. 11/2551 Re: Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies By virtue of: (1
. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Dor/Khor. 11/2551 Re: Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity
quarter of 2016 because they failed to present correct information on the liabilities incurred from the company's issuance of bills of exchange (B/E). KC is also required to have a special audit on such B/E
invested in listed securities on the Stock Exchange of Thailand and the Market for Alternative Investment (MAI);(2) Investors are permitted to deduct an actual investment amount, but not exceed
Microsoft Word - ชี้แจงเกิน20% Q2'62-EN-3 mo Date : August 9, 2019 Subject : The Explanation to SET concerning the operating result for Q2/2019 (3 month) more than 20% Attention : The Director and
exchange for the mining property rights over the two mines in Indonesia, at the total amount of USD731 million. After considering the disclosed information, the SEC questioned its appropriateness and the
downloaded from May 27, 2025 onwards via the websites of DCCE, BOT, SEC, and SET, and other Board members. Other access channels will be announced in the future.In addition, the Board will co-organize a
to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a
), the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission (SEC), Thailand and the Singapore Exchange (SGX) have established the Streamlined Review Framework for the ASEAN Common
market auditor and determine a six-year period during which her applications for such approval will not be accepted. Since her previous approval had already expired on 4 August 2025, the SEC has set a