e-service Online Submission See canceled document Derivatives Agent >> Licensing / Registration (Section 16)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

Notification of Disposition of Shares of Landy Development Co., Ltd. (Edit) 22/02/2021 17:18 Notification of Disposition of Shares of Landy Development Co., Ltd. 11/11/2020 12:52 Notification of Acquisition of

regulations within 90 days of the effective date.______________________Remarks: Three related notifications have been made available on the SEC web site, as follows: (1) The Notification of the Capital Market

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as

violation of Clauses 20(1) and 20(5) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis

is strictly for reference. PAGE 2 Notification of the Office of the Securities and Exchange Commission No. SorThor. 67/2558 Re: Official Holidays of Securities Companies and Derivatives Business

is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. SorThor. 67/2558 Re: Official Holidays of Securities Companies and Derivatives Business Operators B.E

Commission Notification of the Securities and Exchange Commission No. SorThor. 26/2550 Re: Securities Companies and Derivatives Business Operators’ Holidays for B.E. 2551 (2008) _____________ By virtue of

. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. The Securities and Exchange Commission Notification

cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. The Securities and Exchange Commission Notification of the Securities