sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
failure to order or act according to the duties as aresult, Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net
and truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.283 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 126/2025 Dated 22/09
operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to maintain the net capital (NC) in
) (7,397) (2,807) 37.9 Profit for the period 32,891 16,889 16,002 94.7 42,286 29,536 12,750 43.2 Gross profit margin 25.0% 22.6% 2.4% 25.0% 22.6% 2.4% Selling & Distribution Expenses per net sales 6.1% 6.0
208,077.7 713.9 Operating expenses 6,802.3 23.3 12,257.5 42.1 15,095.5 51.8 Depreciation and Amortization 35,526.0 121.9 38,421.0 131.8 38,426.6 131.8 Financial Cost - - 7.3 0.0 156.4 0.5 Net Profit 117,967.8
, insurance companies and investment unit brokers. Under the theme, "Together Towards Tomorrow," the event aimed to foster stronger relationships, exchange experiences, and share knowledge on regulatory
reports on time may submit a request for a deadline extension by 31 March 2025, together with supporting reasons and an estimated timeframe for 56-1 One Report submission for the SEC’s consideration on a
Exchange of Thailand (SET) Board, represented by Prof. Kitipong Urapeepatanapong, SET Board Chairperson, together with Mr. Asadej Kongsiri, SET President, held a meeting to discuss the strategic plans of
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), Mr. Anek Yooyuen, Deputy Secretary-General, together with executives and staff, participated in a