DataService - SECOpenData EN หน้าแรก กองทุน กองทุนรวม กองทุนส่วนบุคคล กองทุนสำรองเลี้ยงชีพ กองทุนอื่น ตราสารหนี้ ตราสารทุน ESG Data สินทรัพย์ดิจิทัล ผู้ประกอบธุรกิจและบุคลากรในตลาดทุน ผู้ประกอบธุรกิจ
discover innovative ideas that could add value to the Thai capital market using SEC Open Data. During this final round, the participants transformed their previously proposed ideas into prototypes within
นวัตกรรม ขยายผลการใช้ประโยชน์จาก open data ของ ก.ล.ต. (SEC open data) โดยมีวัตถุประสงค์เพื่อกระตุ้นไอเดีย ให้คำแนะนำในการเตรียมความพร้อม และแบ่งปันเทคนิคการจัดทำข้อเสนอเชิงหลักการ (concept proposal
investor contact for one month, starting from August 10, 2011 and reprimands {B} and {C} on their actions and records their misconducts for reference in case they do not comply with the standards of conduct
2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will
Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
POWER-P to pay 45 million baht higher than actual value as deposit for shares purchase of another company. In addition, he permitted false records or no record of important information in the company?s
market investment consultant of Finansia Syrus Securities Plc.The SEC found from its routine inspection that {A} frequently failed to keep records of his advice and clients' securities trading orders. He
concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed http://market.sec.or.th/public/idisc/en
penetration testing frequency to once every three years, increasing controls for generic user accounts, and maintaining incident records for at least two years with root cause analysis; (4) To adjust the