appropriate audit evidence on the matters. The SEC therefore instructed PRO to rectify the financial statements, cooperate and satisfy the auditor of supporting information and documents, and then submit to the
, however, incorrect and caused damage to the Fund. The evidence, furthermore, indicated that they, with support of Bania and Suthapa, had falsified documents and evidence concerning money withdrawal to
with the auditors and give the auditors supporting information and documents. Both companies must submit to the SEC and publicly disclose the rectified and audited financial statements by May 27, 2015.
website - www.sec.or.th (http://www.sec.or.th/TH/RaisingFunds/EquityDebt/Documents/activities_report_th_2557.pdf). The English version will soon be published and posted on the website.
that it was in the process of gathering relevant documents and evidence for auditor. In addition, AIE and AI sought for an extension of deadline to submit the Q1/2015 financial statements from May 15
. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of
}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving
สกุลเงินท้องถิ่นภายใต้โครงการ AMBIF ได้ที่ https://asianbondsonline.adb.org/regional/abmf.php และ https://asianbondsonline.adb.org/documents/abmf_ambif_implementation_guide_tha.pdf และรายละเอียดเกี่ยวกับ
aided and abetted the falsification of AMAC’s documents and accounts or preparation of incorrect 2008 and 2009 financial statements concerning purchasing raw materials, hiring for spare parts mold