persons deemed to be major shareholders of business operators to encompass ultimate beneficial owners, including indirect shareholdings and concerted control arrangements, thereby reinforcing the
proceedings under anti-money laundering laws. To keep pace with increasingly complex ownership structures and to better reflect ultimate control, the SEC will expand the definition of major shareholders to
such decrease is due to market mechanism and out of Company’s 2 control, the transaction should be fair to both parties. The Company also sees potential of S-TREK and would still be investing in the
reasonable ground to believe that the applicant has any deficiency or inappropriateness regarding the sound business control conduct; (3) being able to maintain capital funds and set aside reserve capital in
applicant has any deficiency or inappropriateness regarding the sound business control conduct; (3) being able to maintain capital funds and set aside reserve capital in compliance with law establishing such
. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing
entrusted to perform the duty for a securities company. Clause 3/2. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A
the securities dealing which are not debt instrument mutatis mutandis . Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing, to be approved by the Board
generate new sources of revenue. Banking operations were also continuously improved to reduce costs. On the regulatory front, the Bank of Thailand implemented a macroprudential policy to regulate the Loan-to