financial market incidents. Dr. Peng Chen, CFA who serves as Chief Executive Officer, Asia (ex-Japan) for Dimensional Fund Advisors, a world leading investment firm, Deborah A. Fuhr, a prominent ETF expert
by not using knowledge and expertise as professional.In case of {B}, the SEC received a complaint from client of a brokerage firm that {B} had sent trading orders through client's account without
? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from
include going public and becoming a listed firm or PE trust. With PE Trust, businesses will not only have access to fund source for expansion but will also gain management expertise from professionals
. {B}, an investor contact and branch manager of Siam City Securities Co., Ltd., is suspended and prohibited from performing duties as securities firm executive for two months on account of trading
Relationship with J.S.P.Property Public Company Limited Lender : Mr. Pongsak Sawatyanon and/or the related persons including related and close relatives Relationship : The major shareholder of the Company (J.S.P
Relationship with J.S.P. Property Public Company Limited Lender : Mr. Pongsak Sawatyanon and/or the related persons including related and close relatives Relationship : The major shareholder of the Company
the transaction November, 2018 2) The Related Parties and Relationship with J.S.P.Property Public Company Limited Lender : Mr. Pongsak Sawatyanon and/or the connected person including related and close