and found that the aforesaid persons jointly acted to cause BF and ASC, two related companies where Jalernrat was the director, to issue post-dated cheques to TUCC and Thai Niche, a subsidiary of TUCC

jointly with Panadda amended the bank account owner's name to make a request to increase credit line. {B} also admitted that she used her friend's name to open a securities trading account where she was the

Section 56 in conjunction with first paragraph of 274 of SEA. The case was resulted from the action on June 30, 2005, where the SEC had filed complaints with Department of Special Investigation ("DSI

consultant.Thereafter, {D} told {F} and {G} to find a client to purchase the acquired PAO shares where {H}, another investment consultant, was brought into the picture. {H} then solicited and gave unprofessional advice

’ Meeting, where Directors level representatives of the SEC exchanged views on supervisory and enforcement matters in capital markets amid rapid technological change, challenges related to cross border

customer due diligence (CDD) to ensure a more comprehensive assessment aligned with customers’ income and occupation profiles, alongside ongoing monitoring of investment behavior. Where red flags are

. This reflects the growing opportunities for Thai women in the private sector, where they are increasingly being recognized for their contributions to the workplace and society. This is due in part to

members and involved persons to test and review such default procedures and process at least once a year; (4) in cases where clearing is done through a commercial bank, determine criteria for choosing a

have its shares held by the trust in the amount which enables the trust to pass extraordinary resolutions; 2. where the trust is unable to acquire the shares in the said company in the amount under 1

Unicorn Enterprise Company Limited ( “UE” ) , a subsidiary in which BTS Group Holdings Public Company Limited (“BTSG”) holds 100 percent of its total shares where UE engages in business through holding