activities of funds; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a management company shall comply with other notifications which
following notifications shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 55/2546 Re. Report Forms of Securities Companies dated 26 December 2003; (2
, or not less than twenty million baht when combined with deposit . Clause 7 Any reference in other notifications to the definitions of the terms, “institutional investor” or “high net worth investor” in
million baht when combined with deposit. Clause 7 Any reference in other notifications to the definitions of the terms, “institutional investor” or “high net worth investor” in accordance with the
, or not less than twenty million baht when combined with deposit. Clause 7 Any reference in other notifications to the definitions of the terms, “institutional investor” or “high net worth investor” in
Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that derivatives broker limited to gold
paragraph, the Securities and Exchange Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that
(2003) , the SEC hereby issues this Notification with details as follows: Clause 1 The following notifications shall be repealed: (1) Notification of the Securities and Exchange Commission No. Kor Thor