the order of the Office or fails to do so under Clause 6; (2) does not pay for the fee or additional fees as specified under Clause 9; (3) violates or fails to comply with the rules, conditions and
fails to do so under Clause 6; (2) does not pay for the fee or additional fees as specified under Clause 9; (3) violates or fails to comply with the rules, conditions and procedure for providing services
registration to be a derivatives business operator in the category of derivatives broker and derivatives dealer, additional matters in detail are required as follows: 2.4 Policy and measure on risk control and
which it receives the request with complete and accurate documents in full, except in cases where it is necessary to consider additional facts and the Office has informed the securities company of such
company within 30 days from the date on which it receives the request with complete and accurate documents in full, except in cases where it is necessary to consider additional facts and the Office has
additional documents or evidence as seen appropriate within a period of time as specified by the SEC Office. If the applicant fails to comply or proceed within such period, the SEC Office shall consider that
increased in commission and employee expenses which those were in line with the increase in sales. -3- Administrative Expenses of Q1–2019 decreased from Q4–2018, mainly because the additional allowance for
Protection Act (No. 7), BE 2562, additional compensation rates have been imposed in the event that employers terminate employment for employees who have worked for 20 years or more to be entitled to