On 27 November 2019, SEC Secretary-General Ruenvadee Suwanmongkol presented to the conference on the SEC performance in driving the UNGPs in Asia - lessons learned, challenges, innovations - Part 1

นางสาวจอมขวัญ คงสกุล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้เข้าร่วมบรรยายและเสวนาในหัวข้อ Getting Listed to Scale Up ในงานสัมมนา Workshop on SME Access to

Bangkok, 2 September 2019 – The following release is in reference to the announcement of Bitcoin Co. Ltd. (BX) at 06.06 hours on 2 September 2019 regarding the company’s decision to discontinue

The MOU with the AMLO aims to enhance collaboration for the benefit of preventing and suppressing money laundering with a focus on mutual sharing of information and agency-specific expertise. This

offences in the capital market, all of which would greatly improve the chance of success in law enforcement and prevention against violations in the capital market. The workshop was held on 15 to 16

According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged

Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC said: “SEC has launched information station microsite about capital market fundraising under the name “Start to grow” (www.sec.or.th

benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a

SEC Secretary-General Ruenvadee Suwanmongkol said: “The ESG-focused business practice and investment help to promote sustainable investment. This is a growing trend in capital markets around the

Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to