Ethical Requirements (3) Acceptance and Continuance of the Client Relationship and Specific Engagements (4) Human Resources (5) Engagements Performance (6) Monitoring Client Name Industry Section Names of
an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
trading day, settlement day, delivery or settlement method, and the delivery or reference price used to determine settlement price and margin requirements. The Client should consider if the investment is
ลักษณะตามที่กำหนดใน Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to
guideline for the benefit of compliance with requirements under this Notification. In case of having complied with such guideline, it shall be deemed that the intermediary has already complied with the
of compliance with requirements under this Notification. In case of having complied with such guideline, it shall be deemed that the intermediary has already complied with the requirements under this
Operations 27 4.5 Capital Requirements 27 4.6 Credit Ratings 29 5. Operations of Support Groups 31 5.1 Human Resource Management 31 5.2 IT Management 32 1 1. Overview of Operating Environment 1.1 Global and
Thailand’s requirements of 11.50 percent and 9.00 percent, respectively. B All of the above endeavors and satisfactory operating performance allowed KBank and K Companies to meet business targets while also
Position Analysis 22 4.3 Loans and Deposits 24 4.4 Treasury Operations 28 4.5 Operating Performances of K Companies and Muang Thai Life Assurance PCL 29 4.6 Capital Requirements 30 4.7 Credit Ratings 31 5