by a group of persons during July 21 - August 20, 2008, the SEC probed into the case and found that {A} {B} {C} {D} {E} and four other accomplices had colluded to trade UKEM shares through seven

orders where the purchase were initially paid by her family's money and later by her own money.Using client's account to trade securities for her own benefits was in violation to the Notifications of

phone and Line Application. However, the recorded conversation showed that she accepted to trade securities on behalf of clients.Failure to disclose specific risk  of securities and trading securities on

Bangkok, February 29, 2012 ? The SEC and the Association of Investment Management Companies (AIMC) have been concerned over the irregular closing price on December 30, 2011 of Gold exchange-trade

trade such shares. In addition, trading orders were matched to benefit the same persons. Prayuth, Naruephol and Ladda aided the wrongdoings by using their own accounts to manipulate METRO and TUCC share

changed, and on a continual basis causing the tradings of such shares to be inconsistent with normal market conditions to induce the general public to trade such shares. In addition, the trading orders were

มาตรการ และระบบงาน ที่เกี่ยวกับการกระทำที่อาจมีความขัดแย้งทางผลประโยชน์ของผู้ประกอบธุรกิจ เช่น การทำธุรกรรมระหว่างกองทุน หรือระหว่างลูกค้าที่อยู่ภายใต้การจัดการของตนเอง (cross trade) และการเปิดเผยข้อมูลกรณี

(other than trade date) ก็เข้าข่ายว่าเป็นสัญญาซื้อขายล่วงหน้าตาม พ.ร.บ.สัญญาซื้อขายล่วงหน้า พ.ศ.2546 ได้ 2. ทรัพย์สินที่อ้างอิงเป็นทองคำซึ่งเป็นสินค้าประเภทหนึ่งที่อยู่ภายใต้การกำกับดูแลของ

, Rinnapa whose beneficiary in her securities account was Suraphong, Patinya, and Kingkarn whose beneficiary in her securities account was Praphol, colluded to trade big lots of KIAT shares several times at

, and Kingkarn whose beneficiary in her securities account was Praphol, colluded to trade big lots of KIAT shares several times at higher prices as manipulated by the group of offenders. Their trading