undertake securities business in the following categories of: (l) Mutual fund management; (2) Private fund management; or (3) Securities brokerage, securities dealing or securities underwriting but not
under the law on securities and exchange to undertake securities business in the following categories of: (l) Mutual fund management; (2) Private fund management; or (3) Securities brokerage, securities
from sales of goods and rendering of services in Q1/2019 was recorded at Baht 598 million, lower 5 % Y-O-Y or Baht 29 million, which can be summarized by sales channel as follows: - Project down 5% Y-O-Y
AUGUST 14,2019 Dear Director and The Manager of SET Re: Operating Performance’s Summary of Q2/2019 In the second quarter of 2019, the Company had sales of 291.03 million baht. It decreased 21.80
provide. Capital market plays a significant role in the economy and is one of the key drivers of sustainable growth in Thailand. To further support sustainable investment, we have extended the fee exemption
equity, (2) the additional capital to ensure business continuity, and (3) the additional capital to cover potential liability risks due to professional negligence. Actions in case of failure to meet the
Section 4 Securities and Exchange Act B.E. 2535 Section 4. In this Act "securities" means (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are
The SEC organized a video clip public contest themed, “Spot the Scammers, Be Cautious Before Investing”,” during 1 – 29 February 2024. The entries were video productions in relation to fraudulent