behalf of the client. In this regard, Theera and Nongun?s actions were in violation of Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for
Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duties of Analyzing Investment and Giving
without any objection. Meanwhile, in the latter period, he sought approval from the clients on the broad pre-determined price ranges of derivatives and securities. Accordingly, he could immediately execute
. (Media Agency). AJP earlier announced a proposal to the shareholders? meeting for approval to purchase 5,625,000 U Best shares, at 45 million baht and the right of managing airing time from Media Agency
-compliance with standards of conduct of investor contacts in violation of Clause 14(7) of the SEC Office Notification No.SorKhor. 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated 14
, auditors, financial advisors, and fund managers whose approval expire or will expire from October 26, 2011 to March 31, 2012 are allowed to perform their duty until March 31, 2012. In this regard, the
, auditors, financial advisors, and fund managers whose approval expire or will expire from October 26, 2011 to March 31, 2012 are allowed to perform their duty until March 31, 2012. In this regard, the
shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons and the opinions of the bondholders
applicant that is the Thai entity, and such Thai entity shall comply with this Notification and the Notification of the Capital Market Supervisory Board concerning Application and Approval for the Issuance
of newly issued securities of any type except share by a foreign company which has been granted an approval for a public offering of newly issued shares in accordance with any notification; (3) an