Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making
and strengthen professionalism in financial industry in term of financial knowledge, analytical skills, stock valuation and ethics-based performance which assures the quality of CFA certificate holders
B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty
duties with honesty by disguising that trading decisions were made by client; and seeking benefits during performance of duties. Following the complaint lodged by client of KT ZIMICO Securities Company
(ESG) attributes, including the following: • Sustainability related shares listed on the SET or the Market for Alternative Investment (mai) with the following characteristics: (1) strong performance in
. 2546 30 03/07/2003 06/01/2004 2. Notification of the Office of the Securities and Exchange Commission SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives
) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and
(United States) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert
the scope of service provision to also cover the new type of digital asset business operator: Digital Asset Custodial Wallet Provider; (2) To revise the restrictive rules in cases where digital