” shall mutatis mutandis have the same meanings as defined in the Notification of the Securities and Exchange Commission governing determination of definitions in notifications relating to issuance and
mutandis have the same meanings as defined in the Notification of the Securities and Exchange Commission governing determination of definitions in notifications relating to issuance and offer for sale of
,” and “controlling person” shall mutatis mutandis have the same meanings as defined in the Notification of the Securities and Exchange Commission governing determination of definitions in notifications
activities of funds; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a management company shall comply with other notifications which
following notifications shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 55/2546 Re. Report Forms of Securities Companies dated 26 December 2003; (2
, or not less than twenty million baht when combined with deposit . Clause 7 Any reference in other notifications to the definitions of the terms, “institutional investor” or “high net worth investor” in
million baht when combined with deposit. Clause 7 Any reference in other notifications to the definitions of the terms, “institutional investor” or “high net worth investor” in accordance with the
, or not less than twenty million baht when combined with deposit. Clause 7 Any reference in other notifications to the definitions of the terms, “institutional investor” or “high net worth investor” in
Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that derivatives broker limited to gold