-ร่าง- UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Securities and
&chkNo=1&doc_id=4794&SearchNo= Notification of Capital Market Supervisory Board TorThor. 18/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession http
Securities in the Categories of Share and Share Warrant of Equity Issuing Company (No. 7), dated 12 September 2023. The Thai version of the Notification is available on the SEC’s website at: https
SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its
securities company to manage the private fund, and shall manage the private fund in accordance with the rules, conditions and procedures as specified in the notification of the SEC. In this regard, the SEC
Wealth Creation International Advisory Securities Company Limited Wealth Creation International Advisory Securities Company Limited (“WCI”), an investment advisory company, failed to prepare and
KWI Life Insurance Public Company Limited KWI Life Insurance Public Company Limited (“KWI”) a company licensed Securities Brokerage : Investment Units, failed to comply with the rules, conditions
KWI Life Insurance Public Company Limited KWI Life Insurance Public Company Limited (“KWI”) a company licensed Securities Brokerage : Investment Units, failed to comply with the rules, conditions and