written with an approval of Board or Executive Board of securities company. Clause 5. Securities company shall prescribe a measure protecting internal data access between organization and worker of

. Clause 5. Securities company shall prescribe a measure protecting internal data access between organization and worker of securities company’s. Such measure shall, at least, having measurement protecting

the SET and shall request for an approval from the Company’s Board of Directors and the Shareholders. Further details of the matter are described in the Information Memorandum on Disposal of Assets as

client and the execution of transaction for client to prevent the use of fund management business as a vehicle for money laundering provided that the policy on such matter should be in accordance with the

that the policy on such matter should be in accordance with the notification prescribed by the Office Re: Measures on Prevention of Money Laundering and Terrorist Financing in Securities; (5) The

electronic data transmission system as provided on the website https://www.sec.or.th/EN/Documents/Share/5389se.pdf แบบแจ้งชื่อผู้บริหารของบริษัท แบบแจ้งชื่อผู้บริหารของบริษัท “Fill in Form 35-E1 via the SEC

ตลาดหลักทรัพย์ including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through

. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs/3890pe.doc

the capital market, as follows:  (1)  Open Data: To support collection and disclosure of capital market information in the form of open data, for example, information on investment, business operators

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