SEC Search

Facebook page "บลจ.ซาวาคามิSawakami.th" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 10/04/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1475&CaseYY=2568

Investor Alert : Facebook page BBLAM impersonates BBL Asset Management Co.,Ltd

Facebook page BBLAM impersonates BBL Asset Management Co.,Ltd : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1477&CaseYY=2567

Investor Alert : TikTok account "sawakamiofthai" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakamiofthai" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0996&CaseYY=2568

Investor Alert : TikTok account "japanesefunds111" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "japanesefunds111" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0997&CaseYY=2568

Investor Alert : TikTok account "sw.805" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sw.805" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0998&CaseYY=2568

Investor Alert : Facebook page "Sawakami TH" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

Facebook page "Sawakami TH" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 17/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1187&CaseYY=2568

Investor Alert : TikTok account "tradestockstogetrich" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "tradestockstogetrich" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 20/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1229&CaseYY=2568

Investor Alert : TikTok account "onlineinvesting_2" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "onlineinvesting_2" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 20/03/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1232&CaseYY=2568

Investor Alert : TikTok account "swa.thailand4" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "swa.thailand4" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 30/01/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0575&CaseYY=2568

Investor Alert : Facebook page "Sawakami Trade online" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

Facebook page "Sawakami Trade online" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 04/02/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0592&CaseYY=2568