consultation and providing services relating to trading investment units, including the disciplines in accordance with such regulations as specified by the management company; **(5) having the following
comprising of, at least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system
) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system. Clause 2. The organisational structure of the company shall be
least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system. Clause 2. The
million Baht or 8.64%. Total water sales volume was 121.05 million Cu.M. (excluding internal usage for tap water production of 15.94 million Cu.M.), decreased by 12.25 million Cu.M., or 9.19% compared to
trading, derivatives trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office
lawsuit by an authority in charge by law, and has no records on offences relating to unfair securities trading, derivatives trading or mismanagement in the manner of deception, frauds or corruption during
from recovery of internal demand of several countries. In the meantime, Thai economy still has continuously expanded in the same direction from investment motivation of both governmental and private
facts which, in general, shall be considered from- (a) period and frequency of unlawful act; (b) such unlawful act indicated deficiency in operational or internal control system and such operational or