e-service Online Submission See canceled document Derivatives Dealer >> Registered Companies   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E

Coins Th Company Limited Coins Th Company Limited ("Coins Th"), a digital asset broker and a digital asset dealer, is obligated to submit an annual compliance report to the SEC office

Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

CoinsTH Company Limited Between April 1, 2024 and May 1, 2024, CoinsTH Company Limited ("CoinsTH") as a cryptocurrency broker and dealer, failed to comply with the rules, conditions and

Coins TH Company Limited Coins TH Company Limited (''Coins TH''), a cryptocurrency broker and dealer, is obligated to submit a financial statement for the year 2024 to the SEC

ensure that KBank’ s business can maintain healthy growth within appropriate risk limits under normal and stress scenarios. 11  Development of risk management system and framework for capital market and

data directly from you by collecting from: Seminars/trainings/meetings/hearings/visits to the SEC Office; The Enterprise Content Management System (ECM) of the SEC Office. The SEC Office receives your

company of AFS* AEON Systems System Development -AEON System is 90% owned by AFS -AEON System is 3.3% owned by AEONTS *AEON Financial Service Co., Ltd. (“AFS”) - Major shareholder of AEONTS, holding 35.12

Credit Service Systems (Philippines) Inc. (“AEON Systems”) System Development -AEON Systems is 90% owned by AFS* -AEON Systems is 3.3% owned by AEONTS *AEON Financial Service Co., Ltd. (“AFS”) - Major