have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment

and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended

duty with responsibility and deliberation as a professional. Her misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended her approval as

and deliberation as a professional. His misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended his approval as securities investment

The SEC has opined that organizing a shareholders meeting to elect new directors in order for IFEC’s board of directors to have a quorum in compliance with the law would be a proper way for IFEC to

? financial status and operational result.? Besides, the SEC allows type 1 property fund to borrow for investment only for another year after REIT regulations come into force. ?The SEC Board agrees to define

Inspection Workshop ครั้งที่ 3 มี 9 หน่วยงานกำกับดูแลผู้สอบบัญชีเข้าร่วม ได้แก่ Audit Oversight Board Malaysia (AOB),  Accounting and Corporate Regulatory Authority Singapore (ACRA), Securities and Exchange

client's assets were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore revoked the approval of {A} as capital market

assets were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore revoked the approval of {A} as capital market investment

its rightful benefit. In this regard, they jointly proceeded to receive the board of directors of UWC's approval to sell all Oscar Save the World Company Limited ("OSCAR") shares held by